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Economy - Reports
SEBI unveils insider trading regulations for MFs As on : 22-Oct-24 18:38
SEBI has stated that Asset Management Companies or AMCs shall disclose the details of the holdings of Designated Persons of AMCs, trustees and their immediate relatives on an aggregate basis from November 1, 2024 on quarterly basis. It noted that in order to strengthen the regulatory framework in relation to prohibition of insider trading in units of mutual funds, vide notification dated November 24, 2022, mutual funds units were included under the SEBI (Prohibition of Insider Trading) Regulations, 2015.

The amendments notified through the notification dated November 24, 2022 shall be applicable from November 01, 2024. In order to strengthen the regulatory framework in relation to prohibition of insider trading in units of mutual funds, vide notification dated November 24, 2022, mutual funds units were included under the SEBI (Prohibition of Insider Trading) Regulations, 2015. The amendments notified through the notification dated November 24, 2022 shall be applicable from November 01, 2024.

The details of all the transactions in the units of its own mutual funds, above the threshold amount, have to be reported by the concerned person to the Compliance Officer of AMC within two business days from the date of transaction. The threshold amount is set at a value in excess of Rs 15 lakh in one transaction or a series of transactions over any calendar quarter.

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SEBI Regn.No.:NSE/BSE- CM,F&O, NSE CDS: INZ000261433 | CDSL: IN-DP-CDSL-489-2020

Attention Investors: 1) KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.2) For Stock Broking Transaction 'Prevent unauthorised transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day...Issued in the interest of Investors.3) For Depository Transaction 'Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL/NSDL on the same day...Issued in the interest of investors.4) No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account.5) Investors should be cautious on unsolicited emails and SMS advising to buy, sell or hold securities and trade only on the basis of informed decision. Investors are advised to invest after conducting appropriate analysis of respective companies and not to blindly follow unfounded rumours, tips etc. Further, you are also requested to share your knowledge or evidence of systemic wrongdoing, potential frauds or unethical behaviour through the anonymous portal facility provided on BSE & NSE website.

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